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Walker & Dunlop, Inc. — Director's Dealing 2013
Mar 15, 2013
31425_dirs_2013-03-15_7fce2885-603a-49f5-b017-0b8ba7aa99d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2013-03-14
Reporting Person: CREDIT SUISSE AG/ (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-14 | Common Stock | S | 115900 | $19.0033 | Disposed | 3712354 | Indirect |
Footnotes
F1: Column Guaranteed LLC ("Column") sold shares of common stock of the Issuer pursuant to a plan intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, previously entered into on December 6, 2012. Column is an indirect subsidiary of the Reporting Person (see note (1) on Exhibit 99.1).
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sale prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sale prices range from $19.00 to $19.07 per share, inclusive.
F4: Represents shares directly held by Column and indirectly beneficially owned by Reporting Person (see note (1) on Exhibit 99.1).