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Walker & Dunlop, Inc. — Director's Dealing 2012
Nov 2, 2012
31425_dirs_2012-11-02_da26588c-b31e-44a1-ace0-5327259a27f1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2012-10-31
Reporting Person: CREDIT SUISSE AG/ (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-10-31 | Common Stock | S | 7502 | $16.5454 | Disposed | 4503489 | Indirect |
| 2012-11-01 | Common Stock | S | 100 | $16.6 | Disposed | 4503389 | Indirect |
Footnotes
F1: Column Guaranteed LLC ("Column") sold shares of common stock of the Issuer pursuant to a plan intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, previously entered into on March 15, 2012. Column is an indirect subsidiary of the Reporting Person (see note (1) on Exhibit 99.1).
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sale prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sale prices range from $16.50 to $16.68 per share, inclusive.
F4: Represents shares directly held by Column and indirectly beneficially owned by Reporting Person (see note (1) on Exhibit 99.1).