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Walker & Dunlop, Inc. — Director's Dealing 2012
Apr 2, 2012
31425_dirs_2012-04-02_107fd903-5ec2-4168-b05f-5f457539c8ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Walker & Dunlop, Inc. (WD)
CIK: 0001497770
Period of Report: 2012-03-29
Reporting Person: CREDIT SUISSE AG/ (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-29 | Common Stock | S | 221635 | $12.2526 | Disposed | 5070302 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3517 | Indirect |
Footnotes
F1: Column Guaranteed LLC ("Column") sold shares of common stock of the Issuer pursuant to a plan intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934, previously entered into on March 16, 2012. Column is an indirect subsidiary of the Reporting Person (see note (1) on Exhibit 99.1).
F2: The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sale prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3: Sale prices range from $12.25 to $12.26 per share, inclusive.
F4: Represents shares directly held by Column and indirectly beneficially owned by Reporting Person (see note (1) on Exhibit 99.1).
F5: Represent shares directly held by Edmund F. Taylor and indirectly beneficially owned by the Reporting Person. The shares of restricted common stock were previously granted by the Issuer pursuant to the terms of its 2010 Equity Incentive Plan to Mr. Taylor for serving as a director of the Issuer. Mr. Taylor is a managing director of Credit Suisse Securities (USA) LLC, and pursuant to an arrangement, any director compensation received by him while so employed is paid over to or held for the benefit of Credit Suisse Securities (USA) LLC, or an affiliate thereof. Upon vesting, the shares are to be transferred to Credit Suisse Securities (USA) LLC, or an affiliate thereof, for no additional consideration. See note (1) on Exhibit 99.1