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WAFD INC — Director's Dealing 2025
Jan 21, 2025
31517_dirs_2025-01-21_7bde0c3c-ac5b-49cd-9587-2f70cb1e6486.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAFD INC (WAFD)
CIK: 0000936528
Period of Report: 2025-01-16
Reporting Person: Endrizzi James (SVP & Regional Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-16 | Common Stock | D | 37843 | — | Disposed | 95043 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 224 | Indirect |
| Depositary Shares of Series A Preferred Stock | 748 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.16 | 2028-10-28 | Common Stock (695) | 695 | Direct |
Footnotes
F1: Holdings include shares acquired in dividend reinvestment transactions.
F2: Includes 70,305 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F3: All unvested restricted and performance stock owned by the reporting person was forfeited in connection with a change in role precluding their participation in incentive plans applicable to executive officers.
F4: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").