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WAFD INC — Director's Dealing 2023
May 12, 2023
31517_dirs_2023-05-12_41475f9c-825a-4c7d-82d2-e473ff0488aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASHINGTON FEDERAL INC (WAFD)
CIK: 0000936528
Period of Report: 2023-05-11
Reporting Person: Endrizzi James (EVP & Chief Commercial Banker)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-11 | Depositary Shares of Series A Preferred Stock | P | 748 | $13.31 | Acquired | 748 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 115734 | Direct |
| Common Stock | 211 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.16 | 2028-10-28 | Common Stock (695.0) | 695 | Direct |
Footnotes
F1: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").
F2: 66,225 shares of this total represents stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person based on a stock price of $31.71 per share. The stock units vest increasingly upon the reporting owner's retirement age as follows: 0% prior to retirement age of 62, 80% at age of 62, 90% at age 63, and 100% at age of 64. The stock units will be settled in shares of WAFD common stock in accordance with the terms of the SERP.