WAFD INC — Director's Dealing 2023

Nov 2, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WAFD INC (WAFD)
CIK: 0000936528
Period of Report: 2023-10-31

Reporting Person: Endrizzi James (EVP & Chief Commercial Banker)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-10-31	Common Stock	D	12029	—	Disposed	105014	Direct
2023-10-31	Common Stock	F	3725	$24.68	Disposed	101289	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	214	Indirect
Depositary Shares of Series A Preferred Stock	748	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$28.16	2028-10-28	Common Stock (695)	695	Direct

Footnotes

F1: Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.

F2: Indirect holdings reflect an adjustment of 3 additional shares acquired as a result of cash conversion and dividend reinvestment into shares of Company stock pursuant to the Reporting Person's participation in the Company's 401(k) plan.

F3: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").