WAFD INC — Director's Dealing 2023

Nov 16, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WAFD INC (WAFD)
CIK: 0000936528
Period of Report: 2023-11-14

Reporting Person: HOLZ KELLI (EVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-11-14	Common Stock	A	22973	$27.64	Acquired	90140	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Non-Qualified Stock Option (right to buy)	$28.16	2028-10-31	Common Stock (564)	564	Direct
Non-Qualified Stock Option (right to buy)	$36.46	2029-10-31	Common Stock (652)	652	Direct
Non-Qualified Stock Option (right to buy)	$26.12	2030-10-31	Common Stock (1276)	1276	Direct
Non-Qualified Stock Option (right to buy)	$32.49	2031-10-31	Common Stock (607)	607	Direct

Footnotes

F1: Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return.

F2: Includes 48,239 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.