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WAFD INC — Director's Dealing 2023
Nov 16, 2023
31517_dirs_2023-11-16_2364d61f-41f5-4419-a636-715fc72ec5da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAFD INC (WAFD)
CIK: 0000936528
Period of Report: 2023-11-14
Reporting Person: Mauer Ryan (EVP & Chief Credit Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Common Stock | A | 22973 | $27.64 | Acquired | 118078 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.16 | 2028-10-31 | Common Stock (618) | 618 | Direct |
Footnotes
F1: Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return.
F2: Includes 57,886 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
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