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WAFD INC — Director's Dealing 2023
Dec 6, 2023
31517_dirs_2023-12-06_874f645c-2d39-40b6-806f-ff8d17cf8ed7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WAFD INC (WAFD)
CIK: 0000936528
Period of Report: 2023-12-05
Reporting Person: Endrizzi James (EVP & Chief Commercial Banker)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-05 | Common Stock | G | 1200 | — | Disposed | 123062 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 214 | Indirect |
| Depositary Shares of Series A Preferred Stock | 748 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $28.16 | 2028-10-28 | Common Stock (695) | 695 | Direct |
Footnotes
F1: Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
F2: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").
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