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WAFD INC Director's Dealing 2023

Dec 6, 2023

31517_dirs_2023-12-06_874f645c-2d39-40b6-806f-ff8d17cf8ed7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WAFD INC (WAFD)
CIK: 0000936528
Period of Report: 2023-12-05

Reporting Person: Endrizzi James (EVP & Chief Commercial Banker)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-05 Common Stock G 1200 Disposed 123062 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 214 Indirect
Depositary Shares of Series A Preferred Stock 748 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $28.16 2028-10-28 Common Stock (695) 695 Direct

Footnotes

F1: Includes 67,534 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.

F2: Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").