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WAFD INC — Director's Dealing 2016
Oct 12, 2016
31517_dirs_2016-10-12_50a6a212-4321-4ad1-951a-feededea976e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WASHINGTON FEDERAL INC (WAFD)
CIK: 0000936528
Period of Report: 2016-10-03
Reporting Person: Cooper Cathy E (EVP/Retail Banking Manager)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2166 | Direct |
| Common Stock | 7508 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.75 | 2017-03-26 | Common Stock (2000) | Direct | |
| Employee Stock Option (right to buy) | $24.03 | 2018-03-24 | Common Stock (1500) | Direct |
Footnotes
F1: 2,100 shares are in the form of restricted stock awards subject to future vesting.
F2: The right to exercise 500 stock options vests each year in equal amounts beginning March 26, 2009.
F3: The right to exercise 375 stock options vests each year in equal amounts beginning March 24, 2010.
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