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WAFD INC — Director's Dealing 2016
Nov 14, 2016
31517_dirs_2016-11-14_0f55e964-fbac-4c5a-a5f3-1800adfee9e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WASHINGTON FEDERAL INC (WAFD)
CIK: 0000936528
Period of Report: 2016-11-09
Reporting Person: WHITEHEAD ROY M (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | S | 10000 | $28.8592 | Disposed | 387860 | Direct |
| 2016-11-10 | Common Stock | M | 40000 | $24.03 | Acquired | 427860 | Direct |
| 2016-11-10 | Common Stock | S | 40000 | $29.7476 | Disposed | 387860 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-10 | Employee Stock Option (right to buy) | $24.03 | M | 40000 | Disposed | 2018-03-24 | Common Stock (40000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $28.725 to 28.90. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $29.45 to $30.10. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.