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WABASH NATIONAL Corp — Director's Dealing 2016
Feb 23, 2016
32912_dirs_2016-02-23_517e40be-4daf-4579-b171-699702bf05cd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WABASH NATIONAL CORP /DE (WNC)
CIK: 0000879526
Period of Report: 2016-02-20
Reporting Person: Roth Erin Jennifer (SVP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-20 | Common Stock | M | 10150 | — | Acquired | 57577 | Direct |
| 2016-02-20 | Common Stock | F | 4986 | $11.81 | Disposed | 52591 | Direct |
| 2016-02-20 | Common Stock | M | 23001 | — | Acquired | 75592 | Direct |
| 2016-02-20 | Common Stock | F | 10753 | $11.81 | Disposed | 64839 | Direct |
| 2016-02-17 | Common Stock | A | 15181 | — | Acquired | 80020 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-20 | Restricted Stock Unit | $ | M | 10150 | Disposed | 2016-02-20 | Common Stock (10150) | Direct |
| 2016-02-20 | Performance Unit | $ | A | 9471 | Acquired | 2016-02-20 | Common Stock (9471) | Direct |
| 2016-02-20 | Performance Unit | $ | M | 23001 | Acquired | 2016-02-20 | Common Stock (23001) | Direct |
Footnotes
F1: Automated sale upon vest of stock for purposes of paying taxes due at time of vest
F2: Restricted Stock Unit award vesting February 17, 2019.
F3: Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/20/2016.
F4: Performance Units were granted on 2/20/2013, with a performance period ending upon the close of the Company's 2015 fiscal year. Number of units reported reflect those additional shares earned over and above the units reported on the Form 4 filed on 2/25/2013 as a result of the achievement of Company specified performance criteria for the performance period.
F5: Performance Units were granted on 2/20/2013, with a performance period ending upon the close of the Company's 2015 fiscal year. Number of units reported reflect the total number of shares earned as a result of the achievement of Company specified performance criteria for the performance period. Each performance unit converted to one share of WNC common stock as of date of vesting on 2/20/2016.