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WABASH NATIONAL Corp — Director's Dealing 2009
Aug 11, 2009
32912_dirs_2009-08-11_562c26c8-13ee-4cf2-b019-473cf43a2e79.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WABASH NATIONAL CORP /DE (WNC)
CIK: 0000879526
Period of Report: 2009-08-03
Reporting Person: Maloney Thomas J. (Director, 10% Owner)
Reporting Person: Lincolnshire Equity III, LLC (10% Owner)
Reporting Person: Lincolnshire Equity Partners III, L.P. (10% Owner)
Reporting Person: Lincolnshire Equity Fund III, L.P. (10% Owner)
Reporting Person: Trailer Investments, LLC (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $0.01 | 2019-08-03 | Common Stock (24762636) | Indirect |
Footnotes
F1: Thomas J. Maloney ("Mr. Maloney") holds a majority of the voting power of Lincolnshire Equity III, LLC ("Equity III"). Equity III is the general partner of Lincolnshire Equity Partners III, L.P., which is the general partner of Lincolnshire Equity Fund III, L.P., which is the the sole member of Trailer Investments, LLC ("Trailer"), which directly owns the warrant disclosed above. By virtue of his relationship with Equity III, Mr. Maloney may be deemed to have voting and dispositive power with respect to the 24,762,636 shares beneficially owned by Trailer.
F2: Mr. Maloney disclaims beneficial ownership of the securities held by each of the entities referred to in the foregoing footnote except to the extent of his pecuniary interest therein.