WA1 RESOURCES LTD — Major Shareholding Notification 2024

Mar 4, 2024

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 1/03/2024 The previous notice was given to the company on 30/01/2024 The previous notice was dated 25/01/2024 2. Previous and present voting power The % substantial is based on the shares on issue of 61,336,364 as disclosed by the Company on 08-02-2024. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes Power to control the exercise of a power to dispose of securities 1,945,208 ORDINARY 1,945,208 Power to control the exercise of a power to dispose of securities 104,683 ORDINARY 104,683 Power to control the exercise of a power to dispose of securities 2,441,500 ORDINARY 2,441,500 Power to control the exercise of a power to dispose of securities 1,705,196 ORDINARY 1,705,196 Power to control the exercise of a power to dispose of securities 297,365 ORDINARY 297,365 Class and number of securities The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) WA1 Resources Ltd (WA1) 646 878 631 Regal Funds Management Pty Limited and its associates (see Annexure 1) ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 5,205,604 8.49% 6,493,952 10.59% Holder of relevant interest Date of acquisition See Annexure 2 MERRILL LYNCH (AUS) NOMINEES PTY LTD Regal Funds Management Pty Ltd and its associates Regal Funds Management Pty Ltd and its associates HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED MERRILL LYNCH INTERNATIONAL LIMITED GOLDMAN SACHS INTERNATIONAL, LONDON Holder of relevant interest Regal Funds Management Pty Ltd and its associates Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH Regal Funds Management Pty Ltd and its associates HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2 MORGAN STANLEY & CO INTL PLC Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC		WA1 Resources Ltd (WA1)
		646 878 631
		Regal Funds Management Pty Limited and its associates (see Annexure 1)
		-
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder (8)		Nature of relevant interest (6)	Class and number of securities	Person's votes
Regal Funds Management Pty Ltd and its associates	UBS NOMINEES PTY LTD		UBS AG, AUSTRALIA BRANCH		Power to control the exercise of a power to dispose of securities	1,945,208 ORDINARY	1,945,208
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED A/C 2		MORGAN STANLEY & CO INTL PLC		Power to control the exercise of a power to dispose of securities	104,683 ORDINARY	104,683
Regal Funds Management Pty Ltd and its associates	MERRILL LYNCH (AUS) NOMINEES PTY LTD		MERRILL LYNCH INTERNATIONAL LIMITED		Power to control the exercise of a power to dispose of securities	2,441,500 ORDINARY	2,441,500
Regal Funds Management Pty Ltd and its associates	J.P. MORGAN PRIME NOMINEES LTD		J.P MORGAN SECURITIES PLC		Power to control the exercise of a power to dispose of securities	1,705,196 ORDINARY	1,705,196
Regal Funds Management Pty Ltd and its associates	HSBC CUSTODY NOMINEES (AUSTRALIA) LIMITED		GOLDMAN SACHS INTERNATIONAL, LONDON		Power to control the exercise of a power to dispose of securities	297,365 ORDINARY	297,365

5. Changes	in association
The persons who have become associates (2) of, ceased to be			associates of, or have changed				the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
	Name and ACN/ARSN (if applicable)				Nature of association
		N/A
6. Addresses
The addresses		of persons named in this form are as follows:
		Name				Address
REGAL FUNDS MANAGEMENT PTY LIMITED				LEVEL 47, GATEWAY,		1 MACQUARIE PLACE, SYDNEY
						NSW 2000
		REGAL PARTNERS LIMITED		LEVEL 47, GATEWAY,		1 MACQUARIE PLACE, SYDNEY
						NSW 2000
Signature
		print name KennyHo					capacity	CompanySecretary
		sign here					date	5/03/2024
Annexure	1
Details of Substantial Holders
ACN		Name
107 576 821		REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450		REGAL PARTNERS LIMITED
Annexure	2
Changes in	Relevant Interests
					Consideration		Number of		Persons
				Nature of	given in relation		securities	Class of	votes
Date		Person whose relevant interest changed		Change	to change		affected	securities	affected
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
29/01/2024		Management Pty Limited)		Buy	172116.27		16273	Ordinary	16273
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
1/02/2024		Management Pty Limited)		Sell	90180.00		9000	Ordinary	9000
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
2/02/2024		Management Pty Limited)		Sell	47864.30		4679	Ordinary	4679
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
5/02/2024		Management Pty Limited)		Sell	41150.42		4241	Ordinary	4241

8/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	75383.03	7373	Ordinary	7373
8/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	24960.49	2437	Ordinary	2437
9/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	177978.09	17576	Ordinary	17576
13/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	466091.22	46102	Ordinary	46102
15/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	240596.12	23449	Ordinary	23449
22/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	1981052.26	164813	Ordinary	164813
22/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	6010000.00	500000	Ordinary	500000
22/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	603330.07	50939	Ordinary	50939
23/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	92760.80	8000	Ordinary	8000
28/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	859098.00	65580	Ordinary	65580
28/02/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	1665887.70	127167	Ordinary	127167
1/03/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	8693177.92	692132	Ordinary	692132
1/03/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	425761.00	35000	Ordinary	35000
1/03/2024	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	126703.50	10213	Ordinary	10213