WA1 RESOURCES LTD — Major Shareholding Notification 2024

May 21, 2024

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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme WA1 Resources Ltd (WA1)
ACN/ARSN 646 878 631
1. Details of substantial holder (1)
Regal Funds Management Pty Limited and its associates
Name
(see Annexure 1)
ACN/ARSN (if applicable) -
There was a change in the interests of the substantial holder on
20/05/2024
The previous notice was given to the company on 5/03/2024
The previous notice was dated 1/03/2024
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Previous notice Current notice
Class of securities (4)
Person's votes Voting power Person's votes Voting power (5)
(5)
ORDINARY 6,493,952 10.59% 5,467,126 8.91%
The % substantial is based on the shares on issue of 61,336,364 as disclosed by the Company on 08-02-2024.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Class and
Holder of relevant interest Registered holder of securities Person entitled to be registered Nature of relevant number of Person's
as holder (8) interest (6) securities votes
Power to control the
Regal Funds Management UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH exercise of a power 1,558,358 1,558,358
Pty Ltd and its associates to dispose of ORDINARY
securities
Power to control the
HSBC CUSTODY NOMINEES
Regal Funds Management MORGAN STANLEY & CO INTL exercise of a power 93,388
Pty Ltd and its associates (AUSTRALIA) LIMITED A/C 2 PLC to dispose of ORDINARY 93,388
securities
Power to control the
Regal Funds Management MERRILL LYNCH (AUS) NOMINEES PTY MERRILL LYNCH exercise of a power 1,724,141
Pty Ltd and its associates LTD INTERNATIONAL LIMITED to dispose of ORDINARY 1,724,141
securities
Power to control the
Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC exercise of a power to dispose of ORDINARY1,793,874 1,793,874
securities
Power to control the
Regal Funds Management HSBC CUSTODY NOMINEES GOLDMAN SACHS exercise of a power 297,365
297,365
Pty Ltd and its associates (AUSTRALIA) LIMITED INTERNATIONAL, LONDON to dispose of ORDINARY
securities
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the
substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
N/A
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL FUNDS MANAGEMENT PTY LIMITED
NSW 2000
LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY
REGAL PARTNERS LIMITED
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 22/05/2024
Annexure 1
Details of Substantial Holders
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED
Annexure 2
Changes in Relevant Interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
5/03/2024 Management Pty Limited) Sell 1938860.54 155482 Ordinary 155482
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
5/03/2024 Management Pty Limited) Buy 3741000.00 300000 Ordinary 300000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
28/03/2024 Management Pty Limited) Sell 54612.10 4777 Ordinary 4777
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
4/04/2024 Management Pty Limited) Sell 404931.91 28022 Ordinary 28022
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Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
5/04/2024 Management Pty Limited) Sell 116090.40 8000 Ordinary 8000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
11/04/2024 Management Pty Limited) Sell 397312.42 26069 Ordinary 26069
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
12/04/2024 Management Pty Limited) Sell 419497.00 26000 Ordinary 26000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
12/04/2024 Management Pty Limited) Sell 2407500.00 150000 Ordinary 150000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
16/04/2024 Management Pty Limited) Sell 142383.17 8986 Ordinary 8986
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
17/04/2024 Management Pty Limited) Sell 97045.20 6000 Ordinary 6000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
17/04/2024 Management Pty Limited) Sell 2036250.00 125000 Ordinary 125000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
18/04/2024 Management Pty Limited) Sell 236199.76 14399 Ordinary 14399
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
19/04/2024 Management Pty Limited) Sell 268793.60 16000 Ordinary 16000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
19/04/2024 Management Pty Limited) Sell 185191.59 10945 Ordinary 10945
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
22/04/2024 Management Pty Limited) Sell 336147.84 19600 Ordinary 19600
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
23/04/2024 Management Pty Limited) Sell 323730.80 18738 Ordinary 18738
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
23/04/2024 Management Pty Limited) Sell 245677.61 14397 Ordinary 14397
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
23/04/2024 Management Pty Limited) Sell 191212.40 10878 Ordinary 10878
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
24/04/2024 Management Pty Limited) Sell 576236.21 32462 Ordinary 32462
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
24/04/2024 Management Pty Limited) Sell 92432.73 5247 Ordinary 5247
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
26/04/2024 Management Pty Limited) Sell 71928.40 4000 Ordinary 4000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
26/04/2024 Management Pty Limited) Sell 383647.49 21467 Ordinary 21467
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
29/04/2024 Management Pty Limited) Sell 497816.24 27757 Ordinary 27757
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Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
30/04/2024 Management Pty Limited) Sell 923211.28 53434 Ordinary 53434
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
1/05/2024 Management Pty Limited) Sell 719570.90 38825 Ordinary 38825
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
2/05/2024 Management Pty Limited) Sell 495335.45 28054 Ordinary 28054
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/05/2024 Management Pty Limited) Sell 512560.74 28672 Ordinary 28672
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/05/2024 Management Pty Limited) Sell 298224.64 16642 Ordinary 16642
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/05/2024 Management Pty Limited) Buy 298224.64 16642 Ordinary 16642
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
3/05/2024 Management Pty Limited) Sell 469786.70 26248 Ordinary 26248
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
13/05/2024 Management Pty Limited) Sell 278241.00 14225 Ordinary 14225
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
13/05/2024 Management Pty Limited) Buy 278241.00 14225 Ordinary 14225
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
20/05/2024 Management Pty Limited) Sell 11010000.00 500000 Ordinary 500000
Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
20/05/2024 Management Pty Limited) Buy 1819578.66 82633 Ordinary 82633
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