WA1 RESOURCES LTD — Major Shareholding Notification 2023

Jun 8, 2023

Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder	Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) - 7/06/2023 The previous notice was given to the company on 23/05/2023 The previous notice was dated 19/05/2023 2. Previous and present voting power The % substantial is based on the shares on issue of 53,436,364 as disclosed by the Company on 29-05-2023. 3. Changes in relevant interests 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Nature of relevant interest (6) Class and number of securities Person's votes Power to control the exercise of a power to dispose of securities 3,400 ORDINARY 3,400 Power to control the exercise of a power to dispose of securities 1,824,495 ORDINARY 1,824,495 Power to control the exercise of a power to dispose of securities 1,111,536 ORDINARY 1,111,536 Class and number of securities The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: There was a change in the interests of the substantial holder on Class of securities (4) Voting power (5) Person's votes Previous notice Current notice Person's votes Voting power (5) WA1 Resources Ltd (WA1) 646 878 631 Regal Funds Management Pty Limited and its associates (see Annexure 1) ORDINARY Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Consideration (9) 3,644,745 6.82% 2,939,431 5.50% Holder of relevant interest Date of acquisition See Annexure 2 MERRILL LYNCH (AUS) NOMINEES PTY LTD Regal Funds Management Pty Ltd and its associates MERRILL LYNCH INTERNATIONAL LIMITED Holder of relevant interest Regal Funds Management Pty Ltd and its associates Registered holder of securities UBS NOMINEES PTY LTD Person entitled to be registered as holder (8) UBS AG, AUSTRALIA BRANCH Regal Funds Management Pty Ltd and its associates J.P. MORGAN PRIME NOMINEES LTD J.P MORGAN SECURITIES PLC		WA1 Resources Ltd (WA1)
		646 878 631
		Regal Funds Management Pty Limited and its associates (see Annexure 1)
		-
Class of securities (4)	Previous notice			Current notice
	Person's votes	Voting power (5)		Person's votes		Voting power (5)
ORDINARY	3,644,745	6.82%		2,939,431		*5.50%
The % substantial is base 3. Changes in relevant* Particulars of each change in, since the substantial holder wa	d on the shares on issue of 53,436,364 as disclos interests or change in the nature of, a relevant interest of the subst s last required to give a substantial holding notice to the
Holder of relevant interest	Date of acquisition	Consideration (9)			Class and number of securities
	See Annexure 2
4. Present relevant inte Particulars of each relevan
Holder of relevant interest	Registered holder of securities		Person entitled to be registered as holder (8)		Nature of relevant interest (6)	Class and number of securities	Person's votes
Regal Funds Management Pty Ltd and its associates	UBS NOMINEES PTY LTD		UBS AG, AUSTRALIA BRANCH		Power to control the exercise of a power to dispose of securities	3,400 ORDINARY	3,400
Regal Funds Management Pty Ltd and its associates	MERRILL LYNCH (AUS) NOMINEES PTY LTD		MERRILL LYNCH INTERNATIONAL LIMITED		Power to control the exercise of a power to dispose of securities	1,824,495 ORDINARY	1,824,495
Regal Funds Management Pty Ltd and its associates	J.P. MORGAN PRIME NOMINEES LTD		J.P MORGAN SECURITIES PLC		Power to control the exercise of a power to dispose of securities	1,111,536 ORDINARY	1,111,536

5. Changes	in association
The persons	who have become associates (2) of, ceased to be			associates	of, or have changed the nature of their association (9)					with, the
substantial holder in relation to voting interests in the company			or scheme are as follows:
	Name and ACN/ARSN (if applicable)					Nature of association
				100% OWNER OF REGAL FUNDS MANAGEMENT PTY
		REGAL PARTNERS LIMITED
							LIMITED
6. Addresses
The addresses of persons named in this form are as follows:
		Name					Address
REGAL		FUNDS MANAGEMENT PTY LIMITED		LEVEL 47, GATEWAY,			1 MACQUARIE PLACE, SYDNEY
							NSW	2000
		REGAL PARTNERS LIMITED		LEVEL 47, GATEWAY,			1 MACQUARIE PLACE, SYDNEY
							NSW	2000
Signature
		print name KennyHo						capacity	CompanySecretary
		sign here						date	9/06/2023
Annexure	1
Details of Substantial Holders
ACN		Name
107 576 821		REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450		REGAL PARTNERS LIMITED
Annexure	2
Changes in Relevant Interests
						Consideration		Number of		Persons
				Nature of		given in relation to		securities	Class of	votes
Date		Person whose relevant interest changed		Change		change		affected	securities	affected
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
24/05/2023		Management Pty Limited)		Sell		141495.42		34739	Ordinary	34739
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
25/05/2023		Management Pty Limited)		Sell		160656.00		40000	Ordinary	40000
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
25/05/2023		Management Pty Limited)		Sell		20698.05		4981	Ordinary	4981
		Regal Funds Management Pty Limited (and Regal
		Partners Limited by virtue of control of Regal Funds
26/05/2023		Management Pty Limited)		Sell		388256.01		84748	Ordinary	84748

29/05/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	9700.00	2000	Ordinary	2000
30/05/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	365433.25	64522	Ordinary	64522
31/05/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	4981.91	892	Ordinary	892
2/06/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	36789.64	7276	Ordinary	7276
5/06/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	583022.79	95315	Ordinary	95315
6/06/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	1127200.00	200000	Ordinary	200000
7/06/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	904876.44	170841	Ordinary	170841