WA1 RESOURCES LTD — Major Shareholding Notification 2023

Jul 31, 2023

Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) The previous notice was given to the company on The previous notice was dated 2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interes company or scheme, since the substantial holder was last required to give a The holder ceased to be a substantial holder on			WA1 Resources Ltd (WA1)
			646 878 631
			Regal Funds Management Pty Ltd and its associates (see Annexure 1)
			-
			28/07/2023 9/06/2023 7/06/2023 t (2) of the substantial holder or an associate (3) in voting securities of the substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed	Nature of change (4)		Consideration given in relation to change(5)		Class (6) and number of securities affected	Person's votes affected
	See Annexure 2
3. Changes in association 4. Addresses The addresses of persons named in this form are as follows: Signature print name capacity sign here date NOT APPLICABLE The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association Name Address REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 Kenny Ho Company Secretary 1/08/2023 REGAL PARTNERS LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000

Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder	Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) The previous notice was given to the company on The previous notice was dated 2. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interes company or scheme, since the substantial holder was last required to give a The holder ceased to be a substantial holder on			WA1 Resources Ltd (WA1)
			646 878 631
			Regal Funds Management Pty Ltd and its associates (see Annexure 1)
			-
			28/07/2023 9/06/2023 7/06/2023 t (2) of the substantial holder or an associate (3) in voting securities of the substantial holding notice to the company or scheme are as follows:
Date of change	Person whose relevant interest changed	Nature of change (4)		Consideration given in relation to change(5)		Class (6) and number of securities affected	Person's votes affected
	See Annexure 2
3. Changes in association 4. Addresses The addresses of persons named in this form are as follows: Signature print name capacity sign here date NOT APPLICABLE The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association Name Address REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 Kenny Ho Company Secretary 1/08/2023 REGAL PARTNERS LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000

Annexure 1

Details of Substantial Holders

ACN	Name
107 576 821	REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450	REGAL PARTNERS LIMITED

Annexure 2

Changes in Relevant Interests

Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED	Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED	Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED	Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED	Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED	Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED	Annexure 1 Details of Substantial Holders ACN 107 576 821 129 188 450 REGAL PARTNERS LIMITED Annexure 2 Changes in Relevant Interests Name REGAL FUNDS MANAGEMENT PTY LIMITED
Date	Person whose relevant interest changed	Nature of Change	Consideration given in relation to change	Number of securities affected	Class of securities	Persons votes affected
8/06/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	160769.32	28893	Ordinary	28893
9/06/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	1183360.00	200000	Ordinary	200000
25/07/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	54196.48	8658	Ordinary	8658
26/07/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	274393.93	40830	Ordinary	40830
27/07/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	463195.60	68000	Ordinary	68000
28/07/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	693373.47	106473	Ordinary	106473
28/07/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Sell	3210000.00	500000	Ordinary	500000
28/07/2023	Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited)	Buy	1233493.86	192133	Ordinary	192133