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W. P. Carey Inc. — Director's Dealing 2012
Jan 23, 2012
30428_dirs_2012-01-23_f3248881-9587-4441-9652-921a5b1d4aed.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: W P CAREY & CO LLC (WPC)
CIK: 0001025378
Period of Report: 2012-01-13
Reporting Person: Estate of Wm. Polk Carey (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4313883.7726 | Direct |
| Common Stock | 7114735.3152 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $23.00 | 2012-03-31 | Common Stock (182725) | Direct | |
| Employee Stock Option (right to buy) | $24.75 | 2012-12-31 | Common Stock (6818) | Direct | |
| Employee Stock Option (right to buy) | $29.78 | 2014-06-30 | Common Stock (7933) | Direct | |
| Employee Stock Option (right to buy) | $35.16 | 2014-12-31 | Common Stock (230) | Direct | |
| Employee Stock Option (right to buy) | $29.28 | 2015-06-30 | Common Stock (6501) | Direct | |
| Employee Stock Option (right to buy) | $25.36 | 2015-12-31 | Common Stock (266) | Direct | |
| Employee Stock Option (right to buy) | $25.32 | 2016-06-30 | Common Stock (3786) | Direct | |
| Employee Stock Option (right to buy) | $30.07 | 2016-12-31 | Common Stock (224) | Direct | |
| Employee Stock Option (right to buy) | $31.45 | 2017-06-30 | Common Stock (8328) | Direct | |
| Employee Stock Option (right to buy) | $33.20 | 2017-12-31 | Common Stock (1220) | Direct |
Footnotes
F1: The options vested in three equal annual installments beginning 4/1/2003 and ending 2/15/2005.
F2: The options were fully vested upon grant and became exercisable in five equal annual installments beginning 12/31/2007 and ending 12/31/2011.
F3: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 6/30/2009 and ending 6/30/2013.
F4: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 12/31/2009 and ending 12/31/2013.
F5: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 6/30/2010 and ending 6/30/2014.
F6: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 12/31/2010 and ending 12/31/2014.
F7: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 6/30/2011 and ending 6/30/2015.
F8: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 12/31/2011 and ending 12/31/2015.
F9: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 6/30/2012 and ending 6/30/2016.
F10: The options were fully vested upon grant but become exercisable in five equal annual installments beginning 12/31/2012 and ending 12/31/2016.