Vuzix Corp — Director's Dealing 2022

Jan 19, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2022-01-10

Reporting Person: Jameson Peter Hamilton (Chief Operating Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options (right to buy)	$18.94	2031-03-17	Common Stock (150000)		Direct
Stock Options (right to buy)	$19.00	2031-03-17	Common Stock (270000)		Direct

Footnotes

F1: The options were granted on March 17, 2021 and will vest over four years. One-quarter of the options will vest one year from date of grant and the remainder will vest monthly over the following three years.

F2: The options were granted on March 17, 2021 and will vest solely upon achievement of certain market capitalization and operating results goals and not simply the passage of time. None of the options have vested to date.