Vuzix Corp — Director's Dealing 2020

May 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2020-05-04

Reporting Person: Travers Paul J (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-04	Common Stock	J	163399	—	Acquired	2795363	Direct

Footnotes

F1: Represents a grant of restricted stock made in conjunction with a 50% reduction in cash monthly pay from May 1 to December 31, 2020. The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021.The shares will vest on January 15, 2021, and will be restricted from sale or transfer until July 15, 2021.

F2: 1,925,363 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.