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Vuzix Corp Director's Dealing 2019

Jun 11, 2019

33843_dirs_2019-06-11_3d80dc8f-1a93-4e0b-93df-50d6e0393d2d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2019-06-11

Reporting Person: Travers Paul J (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-06-11 Common Stock P 3400 $2.7737 Acquired 2617214 Direct

Footnotes

F1: This sales price reflects a weighted average of multiple prices ranging from $2.73 to $2.8477. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.

F2: 1,747,214 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.