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Vuzix Corp — Director's Dealing 2018
May 8, 2018
33843_dirs_2018-05-08_e4b293e3-6317-43fd-b70a-53b349c3baf4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2018-05-04
Reporting Person: Travers Paul J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-04 | Common Stock | A | 35000 | $0.00 | Acquired | 2594114 | Direct |
Footnotes
F1: Issuance of stock award - full ownership vests in equal monthly installments over 48 months from the date of award.
F2: 1,724,114 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.