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Vuzix Corp Director's Dealing 2018

Dec 20, 2018

33843_dirs_2018-12-20_022660d0-da46-4fe0-b443-8e1bb40711d3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2018-12-19

Reporting Person: Travers Paul J (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-19 Common Stock P 3700 $5.2604 Acquired 2597814 Direct

Footnotes

F1: 1,727,814 shares are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.