Vuzix Corp — Director's Dealing 2015

Feb 27, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2015-02-25

Reporting Person: Travers Paul J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-25	Common Stock	C	698029	$2.25	Acquired	2544212	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-02-25	Warrants	$2.25	C	809655	Disposed	2018-08-05	Common Stock (809655)	Direct

Footnotes

F1: Mr. Travers exercised 809,655 warrants on a cashless basis for 698,029 shares of common stock.

F2: In August 2013, Mr. Travers converted accrued compensation and accrued interest thereon owed to him into 809,655 shares of common stock and warrants to purchase 809,655 shares of common stock at an exercise price of $2.25 per share valued at $2.00 per unit, comprising one share of common stock and one warrant to purchase a share of common stock.