Vuzix Corp — Director's Dealing 2015

Sep 8, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2015-09-04

Reporting Person: Travers Paul J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-09-04	Common Stock	P	2750	$4.22	Acquired	2549462	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.17 to $4.26, inclusive. The reporting person undertakes to provide to any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2: 1,679,462 share are held directly by Mr. Travers and 870,000 shares are held by grantor retained annuity trusts as follows: 609,000 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust I dated May 14, 2015, 182,700 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust II dated May 14, 2015, and 78,300 shares by Serge Turcotte as trustee of the Paul Travers Annuity Trust III dated May 14, 2015.