Vuzix Corp — Director's Dealing 2013

Sep 6, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2013-08-05

Reporting Person: Russell Grant (Director, CFO and Executive VP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-05	Common Stock	J	364080	$2.00	Acquired	522931	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-05	Warrants	$2.25	J	364080	Acquired	2018-08-05	Common Stock (364080)	Direct

Footnotes

F1: Mr. Russell converted accrued compensation and accrued interest thereon owed to him into 364,080 shares of common stock and warrants to purchase 364,080 shares of common stock at an exercise price of $2.25 per share valued at $2.00 per unit, comprising one share of common stock and one warrant to purchse a share of common stock.

F2: Excludes 2,666 shares held by Mr. Russell's son.