Vuzix Corp — Director's Dealing 2013

Sep 16, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VUZI)
CIK: 0001463972
Period of Report: 2013-08-05

Reporting Person: Travers Paul J (Director, President and CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-08-05	Common Stock	J	457205	$2.00	Acquired	1393733	Direct
2013-08-05	Common Stock	J	352450	$2.00	Acquired	1746183	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-08-05	Warrants	$2.25	J	457205	Acquired	2018-08-05	Common Stock (457205)	Direct
2013-08-05	Warrants	$2.25	J	352450	Acquired	2018-08-05	Common Stock (352450)	Direct

Footnotes

F1: Mr. Travers converted accrued compensation and accrued interest owed to him into 457,205 shares of common stock and warrants to purchase 457,205 shares of common stock at an exercise price of $2.25 per share valued at $2.00 per unit, comprising of one share of common stock and one warrant to purchase one share of common stock.

F2: Mr. Travers converted the outstanding principal and accrued but unpaid interest on a promissory note into 352,450 shares of common stock and warrants to purchase 352,450 shares of common stock valued at $2.00 per share.