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Vuzix Corp Director's Dealing 2012

Sep 10, 2012

33843_dirs_2012-09-10_bee49819-d2e7-4a41-b21c-09001e416a59.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vuzix Corp (VZX:TSXV)
CIK: 0001463972
Period of Report: 2012-09-06

Reporting Person: Lee William (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-06 Common Stock P 48000 $0.055 Acquired 237000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 189000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Warrant (right to buy) $0.2849 2012-12-23 Common Stock (50000) 50000 Direct
Warrant (right to buy) $0.2849 2012-12-23 Common Stock (12500) 12500 Indirect
Warrant (right to buy) $0.2849 2012-12-23 Common Stock (12500) 12500 Indirect
Stock Option (right to buy) $0.19 2019-12-23 Common Stock (300000) 300000 Direct
Stock Option (right to buy) $0.15 2021-02-24 Common Stock (150000) 150000 Direct

Footnotes

F1: Purchased in Canadian dollars.

F2: These options were granted under the Issuer's 2009 Stock Option Plan and vested over 12 months from the date of grant in equal monthly installments.