Vroom, Inc. — Director's Dealing 2025

Mar 15, 2025

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2025-01-14

Reporting Person: Shortt Thomas H (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2025-03-12	Common Stock	A	287949.00	$0.00	Acquired	296330.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2025-01-14	Warrants (Right to buy)	$60.95	A	214.00	Acquired	2030-01-14	Common Stock (214.00)	Direct
2025-03-12	Stock Options (Right to buy)	$60.95	A	129700.00	Acquired	2035-03-12	Common Stock (129700.00)	Direct
2025-03-12	Stock Options (Right to buy)	$45.70	A	129700.00	Acquired	2035-03-12	Common Stock (129700.00)	Direct

Footnotes

F1: Represents an award of restricted stock units RSUs, fifty percent of which will vest on January 16, 2029, and fifty percent of which will vest January 17, 2029, in each case subject to the Reporting Person's continued service on such date. Each RSU represents a contingent right to receive one share of common stock of the Issuer.

F2: The number of shares of common stock in this Form 4 reflect the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 14, 2025, the Recapitalization.

F3: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each Warrant was immediately exercisable upon issuance.

F4: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.