AI assistant
Vroom, Inc. — Director's Dealing 2025
Mar 15, 2025
33921_dirs_2025-03-14_74842253-b7ef-4f39-9e0f-0681f69a84b7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2025-01-14
Reporting Person: Corrales Anna-Lisa Christina (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-12 | Common Stock | A | 30473.00 | $0.00 | Acquired | 31135.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-12 | Stock Options (Right to buy) | $60.95 | A | 5000.00 | Acquired | 2035-03-12 | Common Stock (5000.00) | Direct |
| 2025-03-12 | Stock Options (Right to buy) | $45.70 | A | 5000.00 | Acquired | 2035-03-12 | Common Stock (5000.00) | Direct |
| 2025-03-12 | Warrants (Right to buy) | $60.95 | A | 136.00 | Acquired | 2030-01-14 | Common Stock (136.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 0.3601 | Indirect |
Footnotes
F1: Represents an award of restricted stock units which will vest in full on January 17, 2029, subject to the RSU holder's continued employment. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F2: The number of shares of common stock in this Form 4 reflects the automatic conversion of the prior common stock at a ratio of 1-for-5 in connection with the Issuer's emergence from bankruptcy on January 12, 2025 (the "Recapitalization").
F3: Twenty-five percent of the shares of common stock that are subject to the option will vest on March 12, 2026 and the remaining Seventy-five percent will vest in three equal installments on each January 14, 2027, January 14, 2028, and January 14, 2029, in each case subject to Reporting Person's continued service on such date.
F4: The warrants were issued to stockholders of the Issuer in connection with the Recapitalization. Each Warrant was immediately exercisable upon issuance.