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Vroom, Inc. Director's Dealing 2025

Mar 15, 2025

33921_dirs_2025-03-14_f3b68bff-b937-44bf-abc0-63ff21f75cde.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2025-01-14

Reporting Person: Krakowiak Robert R. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-03-12 Common Stock A 3820.00 $0.00 Acquired 7443.00 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-01-14 Warrants (Right to buy) $60.95 A 89.00 Acquired 2030-01-14 Common Stock (89.00) Direct

Footnotes

F1: Represents an award of restricted stock units ("RSUs") that vests in full on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and (ii) March 12, 2026. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer.

F2: Reflects adjustment of the exercise price pursuant to the automatic conversion of the Common Stock at a ratio of 1-for-5 effectuated by the Amended and Restated Certificate of Incorporation adopted by the Issuer on January 14, 2025.

F3: Represents the exchange of previously issued shares of Common Stock for issued Common Stock and warrants conducted as part of the 2025 recapitalization plan, with the warrants granting the holder the right to purchase additional shares at a predetermined price.