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Vroom, Inc. — Director's Dealing 2021
Mar 10, 2021
33921_dirs_2021-03-10_26df1a6a-fab5-4f74-a0d3-52f1d0328521.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2021-03-08
Reporting Person: Jones David K. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Common Stock | A | 13035.00 | $0.00 | Acquired | 49813.00 | Direct |
| 2021-03-08 | Common Stock | M | 10000.00 | $4.21 | Acquired | 59813.00 | Direct |
| 2021-03-08 | Common Stock | S | 10000.00 | $31.39 | Disposed | 49813.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-08 | Stock Option (Right to Buy) | $4.21 | M | 10000.00 | Disposed | 2029-02-06 | Common Stock (10000.00) | Direct |
Footnotes
F1: Represents an award of restricted stock units that vest in full on March 8, 2024. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F2: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2020.
F3: The option is vested and exercisable as to 200,000 shares, and the remaining shares vest and become exercisable in two equal annual installments beginning on November 12, 2021.
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