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Vroom, Inc. — Director's Dealing 2020
Jun 9, 2020
33921_dirs_2020-06-08_d2cf0185-b55a-48af-add6-fab27713e095.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-08
Reporting Person: Valkin Adam (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 584934 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $ | Common Stock (37866) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (800382) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (759533) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (511595) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (146562) | Indirect | ||
| Series G Preferred Stock | $ | Common Stock (111415) | Indirect | ||
| Series H Preferred Stock | $ | Common Stock (73548) | Indirect |
Footnotes
F1: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.
F2: Each share of the Issuer's preferred stock is convertible on a one-to-one basis into shares of the Issuer's common stock in certain circumstances and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.