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Vroom, Inc. — Director's Dealing 2020
Jun 9, 2020
33921_dirs_2020-06-08_df618074-ed1d-4c41-8078-87daefd42dbd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-08
Reporting Person: Stott Carol Denise (See remarks)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25356 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $8.42 | 2029-02-06 | Common Stock (30000) | Direct | |
| Stock Option | $7.42 | 2027-10-04 | Common Stock (70000) | Direct |
Footnotes
F1: Represents 7,356 restricted stock units, which will vest on February 5, 2023, and 18,000 restricted stock units, which will vest as to 50% on September 25, 2020 and the remaining 50% on March 25, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F2: The option is vested and exercisable as to 15,000 shares, and the remaining shares will vest and become exercisable in two equal annual installments beginning on May 17, 2021.
F3: The option is vested and exercisable as to 52,500 shares, and the remaining shares will vest and become exercisable on November 28, 2020.