Vroom, Inc. — Director's Dealing 2020

Jun 9, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-08

Reporting Person: MYLOD ROBERT J JR (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	99030	Direct
Common Stock	101936	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series G Preferred Stock	$		Common Stock (58771)		Direct
Series H Preferred Stock	$		Common Stock (91935)		Direct
Stock Option	$6.78	2026-12-06	Common Stock (125000)		Direct
Series B Preferred Stock	$		Common Stock (2130)		Indirect
Series C Preferred Stock	$		Common Stock (84251)		Indirect
Series D Preferred Stock	$		Common Stock (151907)		Indirect
Series E Preferred Stock	$		Common Stock (46228)		Indirect
Series F Preferred Stock	$		Common Stock (132111)		Indirect
Series G Preferred Stock	$		Common Stock (55707)		Indirect

Footnotes

F1: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial except to the extent of his pecuniary interest therein, if any.

F2: Represents 33,335 restricted stock units, 16,665 of which will vest on March 25, 2021 and the remaining 16,670 will vest on March 25, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F3: Each share of the Issuer's preferred stock is convertible on a one-to-one basis into shares of the Issuer's common stock at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.

F4: The option is fully vested and exercisable.