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Vroom, Inc. — Director's Dealing 2020
Jun 9, 2020
33921_dirs_2020-06-08_5974e277-fac7-483c-a94f-89a402c21a6c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-08
Reporting Person: CGP2 Lone Star, L.P. (10% Owner)
Reporting Person: CGP2 Zoom Holding, L.P. (10% Owner)
Reporting Person: LCGP3 Accelerator, L.P. (10% Owner)
Reporting Person: CGP2 Managers, L.L.C. (10% Owner)
Reporting Person: CGP3 Managers, L.L.C. (10% Owner)
Reporting Person: Chu James Michael (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 127128 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series C Preferred Stock | $ | Common Stock (2283561) | Indirect | ||
| Series D Preferred Stock | $ | Common Stock (4551381) | Indirect | ||
| Series E Preferred Stock | $ | Common Stock (616379) | Indirect | ||
| Series F Preferred Stock | $ | Common Stock (879372) | Indirect | ||
| Series G Preferred Stock | $ | Common Stock (334244) | Indirect | ||
| Series H Preferred Stock | $ | Common Stock (919352) | Indirect |
Footnotes
F1: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star, L.P. ("CGP2 Lone Star"). CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C.
F2: (Continued from Footnote 1) and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 3 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer.
F3: Each share of the Issuer's preferred stock is convertible on a one-to-one basis into shares of the Issuer's common stock at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.