Vroom, Inc. — Director's Dealing 2020

Jun 9, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-08

Reporting Person: Hennessy Paul J. (Director, Chief Executive Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	177047	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series G Preferred Stock	$		Common Stock (4853)		Direct
Stock Option	$6.78	2026-12-06	Common Stock (591090)		Direct

Footnotes

F1: Represents 50,000 restricted stock units, which will vest as to 50% on September 25, 2020 and the remaining 50% on March 25, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.

F2: Each share of the Issuer's preferred stock is convertible on a one-to-one basis into shares of the Issuer's common stock at the holder's election and has no expiration date. The preferred stock will automatically convert into common stock upon the closing of the Issuer's initial public offering.

F3: The option is fully vested and exercisable.