Vroom, Inc. — Director's Dealing 2020

Jun 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-11

Reporting Person: CASCADE INVESTMENT, L.L.C. (10% Owner)
Reporting Person: GATES WILLIAM H III (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-11	Common stock	C	6771076	—	Acquired	6771076	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-11	Series G preferred stock	$	C	2785365	Disposed		Common stock (5570730)	Direct
2020-06-11	Series H preferred stock	$	C	600173	Disposed		Common stock (1200346)	Direct

Footnotes

F1: Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.

F2: Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.