Vroom, Inc. — Director's Dealing 2020

Jun 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-11

Reporting Person: Hennessy Paul J. (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-11	Common Stock	C	9706	—	Acquired	363800	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-11	Series G Preferred Stock	$	C	9706	Disposed		Common Stock (9706)	Direct
2020-06-11	Stock Option	$3.39	A	168882	Acquired	2026-12-06	Common Stock (168882)	Direct

Footnotes

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: Reflects adjustment of the exercise price pursuant to the stock split effected by the Issuer in connection with its initial public offering.

F3: The option is fully vested and exercisable.