Vroom, Inc. — Director's Dealing 2020

Jun 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-11

Reporting Person: Valkin Adam (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-11	Common Stock	C	4881802	—	Acquired	6051670	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-11	Series B Preferred Stock	$	C	75732	Disposed		Common Stock (75732)	Indirect
2020-06-11	Series C Preferred Stock	$	C	1600764	Disposed		Common Stock (1600764)	Indirect
2020-06-11	Series D Preferred Stock	$	C	1519066	Disposed		Common Stock (1519066)	Indirect
2020-06-11	Series E Preferred Stock	$	C	1023190	Disposed		Common Stock (1023190)	Indirect
2020-06-11	Series F Preferred Stock	$	C	293124	Disposed		Common Stock (293124)	Indirect
2020-06-11	Series G Preferred Stock	$	C	222830	Disposed		Common Stock (222830)	Indirect
2020-06-11	Series H Preferred Stock	$	C	147096	Disposed		Common Stock (147096)	Indirect

Footnotes

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: The shares are held by General Catalyst Group VII, L.P. ("GCG VII"). General Catalyst GP VII, LLC ("GCGP VII") is the general partner of General Catalyst Partners VII, L.P. ("GCP VII"), which is the general partner of GCG VII. General Catalyst Group Management Holdings, L.P. ("GCGMH") is the manager of General Catalyst Group Management, LLC ("GCGM"), which is the manager of GCGP VII. As the Managing Members of General Catalyst Group Management Holdings GP, LLC, the general partner of GCGMH, Kenneth Chenault, Joel Cutler, David Fialkow and Hement Taneja (collectively, the "Managing Members"), share voting and dispositive power with respect to the shares held by GCG VII. Each of the Managing Members, Adam Valkin, the general partner of GCGMH, GCGMH, GCGM, GCGP VII and GCP VII may be deemed to beneficially own such shares but each disclaims beneficial ownership of such shares except to the extent of such person's or entity's pecuniary interest in such securities.