Vroom, Inc. — Director's Dealing 2020

Jun 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Vroom, Inc. (VRM)
CIK: 0001580864
Period of Report: 2020-06-11

Reporting Person: MYLOD ROBERT J JR (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-11	Common Stock	C	301412	—	Acquired	499472	Direct
2020-06-11	Common Stock	C	944668	—	Acquired	1148540	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-11	Series G Preferred Stock	$	C	117542	Disposed		Common Stock (117542)	Direct
2020-06-11	Series H Preferred Stock	$	C	183870	Disposed		Common Stock (183870)	Direct
2020-06-11	Series B Preferred Stock	$	C	4260	Disposed		Common Stock (4260)	Indirect
2020-06-11	Series C Preferred Stock	$	C	168502	Disposed		Common Stock (168502)	Indirect
2020-06-11	Series D Preferred Stock	$	C	303814	Disposed		Common Stock (303814)	Indirect
2020-06-11	Series E Preferred Stock	$	C	92456	Disposed		Common Stock (92456)	Indirect
2020-06-11	Series F Preferred Stock	$	C	264222	Disposed		Common Stock (264222)	Indirect
2020-06-11	Series G Preferred Stock	$	C	111414	Disposed		Common Stock (111414)	Indirect

Footnotes

F1: Upon the closing of the Issuer's initial public offering, each share of preferred stock automatically converted into shares of the Issuer's common stock on a one-for-one basis.

F2: The Reporting Person is the managing member of Annox Capital, LLC and as a result may be deemed to beneficially own the securities held of record by Annox Capital, LLC. The Reporting Person disclaims such beneficial ownership except to the extent of his pecuniary interest therein, if any.