AI assistant
Voya Financial, Inc. — Director's Dealing 2023
May 1, 2023
30803_dirs_2023-05-01_aea82be3-2ebb-4654-8728-93c9345bf393.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2023-04-28
Reporting Person: Lavallee Heather H. (See Remarks)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-04-28 | Deferred Savings Plan Issuer Stock Units | $ | A | 3.105 | Acquired | Common Stock (3.105) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14064 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Stock Unit | $ | Common Stock (135377) | 135377 | Direct | |
| Restricted Stock Units | $ | Common Stock (61403) | 61403 | Direct |
Footnotes
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
F3: The restricted stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.