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Voya Financial, Inc. — Director's Dealing 2021
Jan 4, 2021
30803_dirs_2021-01-04_3a70ece6-6eaa-4bfa-a0f5-05b590f9614e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2020-12-31
Reporting Person: Biggar Lynne (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Deferred Fee Plan Issuer Stock Units | $ | A | 616.392 | Acquired | Common Stock (616.392) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (18714) | 18714 | Direct |
Footnotes
F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F2: Includes dividend of 6.291 shares.
F3: Each stock unit represents a conditional right to receive one share of the company's common stock.
F4: The stock units will vest based on their respective award agreements.