Voya Financial, Inc. — Director's Dealing 2021

Feb 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-02-18

Reporting Person: Cobb Clyde Landon Jr. (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-18	Performance Stock Unit	$	A	1901	Acquired		Common Stock (1901)	Direct
2021-02-18	Restricted Stock Units	$	A	2186	Acquired		Common Stock (2186)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9476	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance-Based Stock Options	$		Common Stock (60987)	60987	Direct

Footnotes

F1: Each stock unit represents a conditional right to receive one share of the company's common stock.

F2: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above.

F3: 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/3 on February 18, 2024.

F4: The options vest based on the conditions set forth in their respective agreements.