Voya Financial, Inc. — Director's Dealing 2021

Mar 25, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-03-15

Reporting Person: Katz Michael Robert (See Remarks)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7312	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Deferred Savings Plan Issuer Stock Units	$		Common Stock (790)		Direct
Performance-Based Stock Options	$		Common Stock (56187)		Direct
Performance Stock Unit	$		Common Stock (17771)		Direct
Restricted Stock Units	$		Common Stock (22028)		Direct

Footnotes

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.

F2: The options vest based on the conditions set forth in their respective agreements.

F3: The exercise price is $37.60.

F4: The stock units will vest based on their respective award agreements.