Voya Financial, Inc. — Director's Dealing 2021

Aug 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-08-05

Reporting Person: Ferrara Nancy (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-05	Common Stock	S	3000	$65.5981	Disposed	13816	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$		Common Stock (8682)	8682	Direct
Performance Stock Unit	$		Common Stock (16104)	16104	Direct
Performance-Based Stock Options	$		Common Stock (106974)	106974	Direct
Deferred Savings Plan Issuer Stock Units	$		Common Stock (7222.906)	7222.906	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $65.13 to $66.42. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F2: The stock units will vest based on their respective award agreements.

F3: The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain
performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can
range from 0% to 150% of the number presented above.

F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.