Voya Financial, Inc. — Director's Dealing 2021

Aug 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-08-16

Reporting Person: Lavallee Heather H. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-16	Common Stock	S	5778	$67.161	Disposed	0	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Deferred Savings Plan Issuer Stock Units	$		Common Stock (692.285)	692.285	Direct
Performance Stock Unit	$		Common Stock (23450)	23450	Direct
Restricted Stock Units	$		Common Stock (16071)	16071	Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $66.275 to $67.37. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.

F2: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F3: Includes a dividend of 1.874 shares.

F4: The stock units will vest based on their respective award agreements.