Voya Financial, Inc. — Director's Dealing 2021

Sep 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-09-15

Reporting Person: Grubka Robert L. (See Remarks)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-15	401(k) Plan Issuer Stock Units	$	A	2.3527	Acquired		Common Stock (2.3527)	Direct
2021-09-15	Deferred Savings Plan Issuer Stock Units	$	A	1.92	Acquired		Common Stock (1.92)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	17139	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Stock Unit	$		Common Stock (20438)	20438	Direct
Restricted Stock Units	$		Common Stock (14098)	14098	Direct

Footnotes

F1: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.

F2: The stock units will vest based on their respective award agreements.