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Voya Financial, Inc. — Director's Dealing 2021
Nov 19, 2021
30803_dirs_2021-11-19_8a56666b-5d46-47cd-822d-4d536a5a8d46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2021-11-17
Reporting Person: Ferrara Nancy (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-17 | Common Stock | M | 14320 | $37.60 | Acquired | 28136 | Direct |
| 2021-11-17 | Common Stock | S | 14320 | $70.005 | Disposed | 13816 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-17 | Performance-Based Stock Options | $37.60 | M | 14320 | Disposed | 2025-12-16 | Common Stock (14320) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (8682) | 8682 | Direct | |
| Performance Stock Unit | $ | Common Stock (16104) | 16104 | Direct | |
| Deferred Savings Plan Issuer Stock Units | $ | Common Stock (7242.247) | 7242.247 | Direct |
Footnotes
F1: The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.
F2: 25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018.
F3: The stock units will vest based on their respective award agreements.
F4: Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
F5: Includes dividend of 19.341 shares.