Voya Financial, Inc. — Director's Dealing 2019

Mar 11, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Voya Financial, Inc. (VOYA)
CIK: 0001535929
Period of Report: 2019-03-07

Reporting Person: Cobb Clyde Landon Jr. (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-03-07	Common Stock	M	4987	—	Acquired	7998	Direct
2019-03-07	Common Stock	F	1516	$49.10	Disposed	6482	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-03-07	Restricted Stock Units	$	M	1170	Disposed		Common Stock (1170)	Direct
2019-03-07	Performance Stock Unit	$1.33	M	2870	Disposed		Common Stock (3817)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance-Based Stock Options	$		Common Stock (60987)	60987	Direct

Footnotes

F1: Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.

F2: The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.

F3: The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.

F4: The options vest based on the conditions set forth in their respective agreements.